Regulation S-K 1300 and Limited QP Liability
When I teach my short course on the basics of Regulation S-K 1300 one of the discussion points that takes the most time is how S-K 1300 handles qualified person …
Now Clarified: SEC’s Regulation S-K 1300’s Compliance Timeline
When the Securities & Exchange Commission (SEC) passed its new mining property disclosure rules (Regulation S-K 1300) it set January 1, 2021 as the compliance date. Specifically, the SEC required …
Was the SEC Encouraging Companies to use External QPs in S-K 1300?
Since the US Securities & Exchange Commission (SEC) passed its new mining property disclosure rules, I have heard many suggest that the SEC would prefer mining companies to use external …