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Tag: public disclosure

General / Mining business / Public disclosures

Regulation S-K 1300 and Limited QP Liability

When I teach my short course on the basics of Regulation S-K 1300 one of the discussion points that takes the most time is how S-K 1300 handles qualified person …

General / Mining business / Public disclosures

Now Clarified: SEC’s Regulation S-K 1300’s Compliance Timeline

When the Securities & Exchange Commission (SEC) passed its new mining property disclosure rules (Regulation S-K 1300) it set January 1, 2021 as the compliance date. Specifically, the SEC required …

General / Mining business / Public disclosures

Was the SEC Encouraging Companies to use External QPs in S-K 1300?

Since the US Securities & Exchange Commission (SEC) passed its new mining property disclosure rules, I have heard many suggest that the SEC would prefer mining companies to use external …

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